Search results
Showing 31 to 40 of 60 search results for This Final Notice refers to a failure to carry on payment.
-
FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures
The FCA has taken this action against the Banks for failing to put in place resilient IT systems which could withstand, or minimise the risk of, IT failures. ... The final notice for the Banks. -
Firm handling of complaints during coronavirus
Find out about how firms should handle complaints during coronavirus. -
FCA bans and fines two individuals for pension advice failings
Lloyd Pope and Peter Legerton, former directors of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), have been banned from senior positions in financial services by the Financial Conduct Authority (FCA). -
Complain about us, the PRA or the Bank of England (the regulators)
Find out how to make a complaint about the regulators and how we investigate complaints. -
Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1
The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk -
Variation of permission
If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP). -
Besso Limited fined for anti-bribery and corruption systems failings
Were it not for this discount, the financial penalty would have been £450,000. ... The final notice for Besso Limited. -
FCA confirms measures to raise standards in the funeral plans market
To enhance consumer protection in the funeral plans market, the FCA has confirmed the rules funeral plan providers will have to follow when they come under regulation from 29 July 2022. -
FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings
Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA). -
Primary Market Bulletin 33
Welcome to the 33rd edition of the Primary Market Bulletin (PMB).