Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 491 to 500 of 591 search results for This Final Notice refers to a failure to satisfy the Fit.

  1. Final Notice 2018: Premier Management Partners Limited [pdf]

    Final notices Published: 21/05/2018
    This final notice (Premier Management Partners Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a

  2. Final Notice 2023: Wellington Court Financial Services Limited [pdf]

    Final notices Published: 06/10/2023
    This final notice (Wellington Court Financial Services Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a firm within the TPR. We imposed a cancellation.

  3. Final Notice 2019: John Chapman Insurance Consultants [pdf]

    Final notices Published: 07/01/2019
    This final notice (John Chapman Insurance Consultants) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed

  4. Final Notice 2023: Sussex Urban Motor Company ltd [pdf]

    Final notices Published: 05/05/2023
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Consumer Credit sector. We refused the firm’s application for authorisation.

  5. Final Notice 2019: Cjo All Fleet Cars Limited [pdf]

    Final notices Published: 13/02/2019
    This final notice (Cjo All Fleet Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2020: Guardian Home Improvements Limited [pdf]

    Final notices Published: 14/12/2020
    This final notice (Guardian Home Improvements Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Tunstall Trade Car Sales Limited [pdf]

    Final notices Published: 28/08/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) relating to a lack of fitness/propriety having regard to all the circumstances, including connections with other persons, and failing to be open and

  8. Statement on RTC Management Solutions Ltd [pdf]

    Final notices Published: 17/02/2022
    This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  9. Final Notice 2022: One Life Funeral Planning Limited [pdf]

    Final notices Published: 26/09/2022
    This Final Notice (One Life Funeral Planning Limited) refers to a failure to satisfy threshold conditions (COND) in the Funeral Plans sector. We refused the firm’s application for authorisation

  10. Final Notice 2018: Morecambe and Wize Sales Limited [pdf]

    Final notices Published: 09/03/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.