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Showing 1371 to 1380 of 2098 search results for This Final Notice refers to breaches.

  1. Notice of Decision 2023: Gordon John Stamper [pdf]

    Decision notices Published: 24/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2023: RGS Forfar Limited [pdf]

    Decision notices Published: 21/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision to Cancel 2023: Trenton Law Limited [pdf]

    Decision notices Published: 28/11/2023
    “This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.”.

  4. Notice of Decision 2023: The Furniture Liquidator Ltd [pdf]

    Decision notices Published: 09/06/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Decision Notice 2022: David Amporful [pdf]

    Decision notices Published: 20/01/2023
    This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed

  6. Final Notice 2018: Ian Murray [pdf]

    Final notices Published: 26/06/2018
    This final notice

  7. Notice of Decision 2023: Norman Frederick Little [pdf]

    Decision notices Published: 12/12/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Notice of Decision 2023: Demhayal UK Limited [pdf]

    Decision notices Published: 12/06/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2023: The Carrosserie Company (UK) Limited [pdf]

    Decision notices Published: 25/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  10. Notice of Decision 2023: Raymond Supplies Ltd [pdf]

    Decision notices Published: 18/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We therefore imposed a cancellation.
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