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Showing 1381 to 1390 of 2098 search results for This Final Notice refers to breaches.

1381. Notice of Decision 2023: Lemar Associates Ltd [pdf]

      Decision notices Published: 11/07/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1382. Notice of Decision 2023: Starkey Hire Limited [pdf]

      Decision notices Published: 03/10/2023
      This Notice of Decision (Starkey Hire Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

1383. Notice of Decision 2024: Humberston Motors Limited [pdf]

      Decision notices Published: 19/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1384. Notice of Decision 2023: Brennan Automotive's Ltd [pdf]

      Decision notices Published: 10/10/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1385. Decision Notice 2023: Rose Marie Anderson [pdf]

      Decision notices Published: 24/07/2023
      Notice of Decision: Rose Marie Anderson Conduct: Failing to carry on regulated activities Breaches: N/A

1386. FCA Decision Notice 2016: Andrew Tinney [pdf]

      Decision notices Published: 14/09/2016 Last modified: 16/08/2019
      This decision notice refers to breaches of APER 1 and FIT related to culture/governance, failing to be open and co-operative and a lack of fitness/propriety in the wealth management and private banking sector. Our view is that a public censure and

1387. Notice of Decision 2024: RACE 2 OFF-ROAD NE LTD [pdf]

      Decision notices Published: 05/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

1388. Notice of Decision 2023: Michael Joseph Bentley [pdf]

      Decision notices Published: 03/08/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1389. Decision Notice: Corrado Abbattista [pdf]

      Decision notices Published: 16/09/2020 Last modified: 16/09/2020
      This Decision Notice refers to a breach of Article 15 of the Market Abuse Regulation. Our view is that the individual is not fit and proper and therefore a financial penalty and a prohibition should be imposed.

1390. Notice of Decision 2023: Michael Wenman Limited [pdf]

      Decision notices Published: 06/09/2023 Last modified: 23/10/2023
      This Notice of Decision (Michael Wenman Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.