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Showing 1391 to 1400 of 2098 search results for This Final Notice refers to breaches.
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Decision Notice 2020: Jon Frensham [pdf]
This provisional Decision Notice refers to what the FCA considers to be breaches of FIT by a financial adviser. This Decision Notice has been referred to the Upper Tribunal and will have no effect pending the determination of the case by the Tribunal -
Notice of Decision 2023: Abigail Investment Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: James Anthony Donaldson (trading as Castle Credit Company) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice: Cathay International Holdings Limited [pdf]
This decision notice (Cathay International Holdings Limited) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed. -
Notice of Decision 2023: Insure 24/7 Limited [pdf]
This Notice of Decision (Insure 24/7 Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision to Cancel 2024: Glass Legal Limited [pdf]
This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation. -
Final Notice 2018: Uvenco Limited [pdf]
This final notice -
Notice of Decision 2024: JDS MOTORS (SCOTLAND) LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Bad Boy Motorz Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Switch Cars 24/7 Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.