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Showing 1631 to 1640 of 2098 search results for This Final Notice refers to breaches.

  1. Final Notice 2021: Day DV Limited [pdf]

    Final notices Published: 31/03/2021
    This final notice (Day DV Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Pure Copy Limited [pdf]

    Final notices Published: 16/10/2019
    This final notice (Pure Copy Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2023: SMH Financial Services Ltd [pdf]

    Final notices Published: 08/12/2023
    “This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation”.

  4. Final Notice 2022: INZMO Europe GmbH [pdf]

    Final notices Published: 18/01/2022
    This Final Notice (INZMO Europe GmbH) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We imposed

  5. Final Notice 2020: Cesco Investments Ltd [pdf]

    Final notices Published: 15/05/2020
    This final notice (Cesco Investments Ltd) refers to a failure to satisfy the appropriate resources and suitability threshold condition (COND) in the designated investment business sector. We imposed a cancellation.

  6. Final Notice 2018: Leyton John Havard [pdf]

    Final notices Published: 25/09/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2018: Sharpview CCTV Ltd [pdf]

    Final notices Published: 05/11/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2018: Lee Brian Stanyer [pdf]

    Final notices Published: 24/08/2018
    This FCA final notice (Lee Brian Stanyer) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2023: Health Club Finance Limited [pdf]

    Final notices Published: 08/12/2023
    “This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation”.

  10. Final Notice 2020: Carl Anthony Monks [pdf]

    Final notices Published: 15/05/2020
    This final notice (Carl Anthony Monks) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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