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Showing 1651 to 1660 of 2098 search results for This Final Notice refers to breaches.

  1. Final Notice 2018: Neil Richard Dulson [pdf]

    Final notices Published: 12/11/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2018: Cecil Robert Spinks [pdf]

    Final notices Published: 25/09/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2018: JMC Traders Limited [pdf]

    Final notices Published: 09/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final notice: Niel Russel Cheetham [pdf]

    Final notices Published: 10/06/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final notice 2018: Shelby Elaine Dewar [pdf]

    Final notices Published: 17/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2019: ATA Trading Limited [pdf]

    Final notices Published: 15/11/2019
    This final notice (ATA Trading Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Penguin Leasing Ltd [pdf]

    Final notices Published: 19/09/2019
    This final notice (Penguin Leasing Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2019: Petrol Face Limited [pdf]

    Final notices Published: 19/09/2019
    This final notice (Petrol Face Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2018: Forseti Capital LLP [pdf]

    Final notices Published: 21/05/2018
    This final notice (Forseti Capital LLP) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a cancellation.

  10. Final Notice 2021: Mohammad Ali (trading as M A Motors) [pdf]

    Final notices Published: 24/02/2021
    This final notice Mohammad Ali (trading as M A Motors) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation
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