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Showing 1711 to 1720 of 2098 search results for This Final Notice refers to breaches.

  1. Final Notice 2018: Quality Carriages Limited [pdf]

    Final notices Published: 20/04/2018
    This final notice (Quality Carriages Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2018: M and M Supplies (Willas McAdam trading as) [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2020: All Accident Claims Limited [pdf]

    Final notices Published: 08/01/2021
    This Final Notice refers to a failure to satisfy threshold conditions (COND) in the claims management sector. We refused the firm’s application for authorisation.

  4. Final Notice 2022: A38 Motor Company Ltd [pdf]

    Final notices Published: 03/03/2022
    This final notice refers to a failure to satisfy the Fit and Proper test (FIT). We refused the individual’s application for approval.

  5. Final Notice 2019: Taylor Howarth Associates [pdf]

    Final notices Published: 29/10/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Mortgages sector and General Insurance and Protection sector. We imposed a cancellation

  6. Final Notice 2022: Arumpro Capital Limited [pdf]

    Final notices Published: 18/01/2022
    This Final Notice (Arumpro Capital Limited) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We

  7. Final Notice 2019: Cherry Pie Ltd [pdf]

    Final notices Published: 09/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2018: Bouchers with Allansons Limited [pdf]

    Final notices Published: 05/04/2018
    This final notice (Bouchers with Allansons Limited) refers to failure to keep adequate records under SYSC 9.1.1R, meaning the FCA cannot satisfy itself as to the adequacy of debt advice. Other concerns include: deficient quality assurance process;

  9. Final Notice 2018: Booth Experience Limted [pdf]

    Final notices Published: 29/10/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2018: Blackstones Services Ltd [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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