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Showing 1771 to 1780 of 2098 search results for This Final Notice refers to breaches.

  1. Final Notice 2019: VantaBlack Group Limited [pdf]

    Final notices Published: 11/01/2019
    This final notice (VantaBlack Group Limited) refers to failure to satisfy threshold conditions (COND), be open and co-operative with the Authority (PRIN 11), provide appropriate resources, be fit and proper, be ready willing and organised, and

  2. Our refusal process

    Firm authorisation Published: 06/09/2023 Last modified: 30/11/2023
    Understand the process if the FCA refuses your application for authorisation.

  3. Final Notice 2018: Midland Reprographics Limited [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final notice 2021: A & A Windows Direct Limited [pdf]

    Final notices Published: 21/12/2021
    This Final Notice (A & A Windows Direct Limited) refers to a failure to satisfy the Fit and Proper Test (FIT). We refused the individual’s application for approval.

  5. Final Notice 2019: Colin Victor Weedon [pdf]

    Final notices Published: 12/02/2019
    This final notice (Colin Victor Weedon) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2018: Home Living (NE) Limited [pdf]

    Final notices Published: 19/11/2018
    This final notice (Home Living (NE) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2017: Hackney Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector.

  8. Final Notice 2019: County Car Sales Limited [pdf]

    Final notices Published: 07/11/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2018: Apparel Craft Equipment (ACE) Ltd [pdf]

    Final notices Published: 08/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2021: Car Finance Today Limited [pdf]

    Final notices Published: 18/11/2021
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.
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