Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1791 to 1800 of 2098 search results for This Final Notice refers to breaches.

  1. Final Notice 2019: Nigel Oxman Cars Limited [pdf]

    Final notices Published: 19/09/2019
    This final notice (Nigel Oxman Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Designer Concepts Ltd [pdf]

    Final notices Published: 13/02/2019
    This final notice (Designer Concepts Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2019: Healthy Signature Ltd [pdf]

    Final notices Published: 12/02/2019
    This final notice (Healthy Signature Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2018: Anglia Motor Village Ltd [pdf]

    Final notices Published: 12/12/2018
    This final notice (Anglia Motor Village Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2020: Northwood Financial Management (trading as Stephen Jones) [pdf]

    Final notices Published: 09/07/2020
    This final notice (Northwood Financial Management (trading as Stephen Jones)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector.

  6. Decision Notice: Bank House Investment Management Limited [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Bank House Investment Management Limited) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a

  7. Final Notice 2018: Swan Motor Centre Limited [pdf]

    Final notices Published: 01/11/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2018: Claims Assessor Ltd [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and consumer credit sector. We imposed a

  9. Final Notice 2018: UK Leisure Parks Limited [pdf]

    Final notices Published: 28/02/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2018: Peterborough Motorcycles Limited [pdf]

    Final notices Published: 09/03/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
Related searches