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Showing 1821 to 1830 of 2098 search results for This Final Notice refers to breaches.

  1. Final Notice 2020: I.P.S Aloha (Scotland) Limited [pdf]

    Final notices Published: 11/02/2020
    This final notice (I.P.S Aloha (Scotland) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Campbell Fairfull Car Sales [pdf]

    Final notices Published: 15/11/2019
    This final notice (Campbell Fairfull Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2022: Matthews Sports and Prestige Ltd [pdf]

    Final notices Published: 04/02/2022
    This Final Notice (Matthews Sports and Prestige Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  4. Final notice 2019: Paragon Insurance Services Ltd [pdf]

    Final notices Published: 29/10/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector and Consumer Credit.

  5. Final Notice 2018: Land Horizon Projects Limited [pdf]

    Final notices Published: 10/10/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2020: The Trinity Column Partners LLP [pdf]

    Final notices Published: 16/10/2020 Last modified: 16/10/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment Advisory sector. We imposed a cancellation.

  7. Final notice 2018: Yorkshire Gas & Electrical Ltd [pdf]

    Final notices Published: 17/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2021: Integer Vehicle Solutions LTD [pdf]

    Final notices Published: 29/11/2021
    This final notice (Integer Vehicle Solutions LTD) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for

  9. Final Notice 2020: Advantage Car Centre Limited [pdf]

    Final notices Published: 04/06/2020
    This final notice (Advantage Car Centre Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2018: AGI Corporate Finance Limited [pdf]

    Final notices Published: 17/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation.
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