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Showing 1871 to 1880 of 2098 search results for This Final Notice refers to breaches.
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Final Notice 2019: Fletchers Building & Maintenance Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: A G Taggart & Co Limited [pdf]
This final notice (A G Taggart & Co Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Cjo All Fleet Cars Limited [pdf]
This final notice (Cjo All Fleet Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final notice 2016: Warranty Management Services Limited [pdf]
This final notice refers to a candidate for approval to perform controlled functions. The applicant firm and candidate did not provide sufficient information to satisfy us that the candidate met the honesty, integrity and reputation and financial -
Final Notice 2018: Nationwide Debt Consultants Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions 2C (effective supervision), 2D (appropriate resources), and 2E (suitability) in the Consumer Credit: Debt Management sector. We imposed a refusal of the applicant’s Part 4A -
Final Notice 2017: Three Bee’s Credit Union Limited [pdf]
This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector. -
Final Notice 2019: F N Pile and Sons [pdf]
This final notice (F N Pile and Sons) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Auto Village Car Finance Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: First Quality Finance Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Tunstall Trade Car Sales Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) relating to a lack of fitness/propriety having regard to all the circumstances, including connections with other persons, and failing to be open and