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Showing 1901 to 1910 of 2098 search results for This Final Notice refers to breaches.

  1. Final Notice 2020: C & C Car Sales Buckingham Ltd [pdf]

    Final notices Published: 13/11/2020 Last modified: 13/11/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice: Hale Financial Services Limited [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a cancellation.

  3. Final Notice 2022: Neon Digital (Document Solutions) Ltd [pdf]

    Final notices Published: 04/02/2022
    This Final Notice (Neon Digital (Document Solutions) Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  4. Final Notice 2019: Premier Car Sales NW Ltd [pdf]

    Final notices Published: 28/02/2019
    This final notice (Premier Car Sales NW Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Philips Legal Solutions Limited [pdf]

    Final notices Published: 01/05/2019
    This final notice (Philips Legal Solutions Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2018: West Gate Car Sales (UK) Limited [pdf]

    Final notices Published: 25/05/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Avonside Home Improvements Limited [pdf]

    Final notices Published: 09/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2018: Stallion Financial Investments Plc [pdf]

    Final notices Published: 05/02/2018
    This final notice refers to an application for Part 4A authorisation (‘the Application’) by a firm in respect of the regulated activities subject to the Application. Due to concerns about the firm’s ability to satisfy and continue to satisfy

  9. Final Notice 2019: Scott Hawkins (Home Supplies trading as) [pdf]

    Final notices Published: 23/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice: Infinity Financial Solutions Ltd [pdf]

    Final notices Published: 29/05/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory, Mortgage, Insurance mediation and consumer credit sectors. We
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