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Showing 1931 to 1940 of 2098 search results for This Final Notice refers to breaches.

  1. Final Notice 2018: Asset Trust Group (Paul Hammond trading as) [pdf]

    Final notices Published: 08/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and Investment advisory sector. We imposed a

  2. Final Notice 2017: Rotton Park/ Winson Green Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector.

  3. Final Notice 2018: High Line Cars Finance and Leasing Ltd [pdf]

    Final notices Published: 08/02/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2018: Ryan Francis (trading as Faringdon Car Company) [pdf]

    Final notices Published: 25/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2020: John Joseph Cullen (trading as Bankpark Motors) [pdf]

    Final notices Published: 26/06/2020
    This final notice (John Joseph Cullen (trading as Bankpark Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a

  6. Final Notice 2019: Forest Auto Sales (Jonathan Townsend trading as) [pdf]

    Final notices Published: 22/02/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Scottish Air Systems (Craig Drummond trading as) [pdf]

    Final notices Published: 31/01/2019
    This final notice (Scottish Air Systems Craig Drummond trading as) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

  8. Final Notice 2020: Zaka Haq trading as Accident Specialists Bedford [pdf]

    Final notices Published: 20/10/2020 Last modified: 20/10/2020
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  9. FCA publishes Decision Notices concerning Cathay International Holdings Limited, its CEO and Finance Director

    Press Releases Published: 03/06/2019 Last modified: 03/06/2019
    The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

  10. Final Notice 2019: Oldham Athletic (2004) Association Football Club Limited [pdf]

    Final notices Published: 18/06/2019
    This final notice (Oldham Athletic (2004) Association Football Club Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We
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