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Showing 2021 to 2030 of 2098 search results for This Final Notice refers to breaches.
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Primary Market Bulletin 49
This issue looks at Annual financial reporting, Long Term Incentive Plans (LTIPs) Global Depositary Receipts (GDRs) report -
FCA bans former Co-operative Bank Chair, Paul Flowers, from the financial services industry
The Financial Conduct Authority (FCA) has banned the former Chair of Co-operative Bank PLC (Co-op Bank), Paul Flowers, from the financial services industry. -
FCA fines and imposes a restriction on Canara Bank for anti-money laundering systems failings
The Financial Conduct Authority (FCA) has fined Canara Bank £896,100 and has imposed a restriction, preventing it from accepting deposits from new customers for 147 days. -
The Financial Conduct Authority imposes £2.1m fine and places restriction on Bank of Beirut after it misled the regulator
Final Notice: Bank of Beirut (UK) Ltd. ... Final Notice: Anthony Rendell Boyd Wills. -
Besso Limited fined for anti-bribery and corruption systems failings
Were it not for this discount, the financial penalty would have been £450,000. ... The final notice for Besso Limited. -
FCA bans three individuals from working in the financial services industry for non-financial misconduct
The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper. Each of them had been convicted of -
Information on enforcement investigations opened against individuals (SMR) - May 2022
The FCA provides data on enforcement investigations opened against individuals (SMR). -
FCA bans director from working in financial services after violent criminal conviction
We have banned Mr Ashkan Zahedian from working in financial services following his conviction for serious, violent offences -
Consumer Investments data review April 2022 – March 2023
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2022 and 31 March 2023. -
A to Z of financial terms - This Final Notice refers to breaches
A to Z of financial services to help you understand financial and legal terms.