Search results

Showing 931 to 940 of 2098 search results for This Final Notice refers to breaches.

931. Final Notice 2022: Ashkan Zahedian [pdf]

     Final notices Published: 08/11/2022
     This Final Notice (Ashkan Zahedian) refers to a failure to satisfy the Fit and Proper Test (FIT). We imposed a prohibition.

932. Final Notice 2020: North West Seamless Coating Ltd [pdf]

     Final notices Published: 06/02/2020
     This final notice (North West Seamless Coating Ltd ) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

933. Final Notice 2020: Easydrive Cars Ltd [pdf]

     Final notices Published: 01/07/2020
     This final notice (Easydrive Cars Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

934. Final Notice 2023: Guaranty Trust Bank (UK) Limited [pdf]

     Final notices Published: 10/01/2023
     This Final Notice (Guaranty Trust Bank (UK) Limited) refers to breaches of PRIN 3 related to the risk of financial crime in the wholesale banking sector. We imposed a financial penalty.

935. Final Notice 2019: Eric Ka Chi Siu [pdf]

     Final notices Published: 25/07/2019
     This final notice (Eric Ka Chi Siu) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. We imposed a financial penalty.

936. Final Notice 2022: Bellamachina Ltd [pdf]

     Final notices Published: 20/12/2022 Last modified: 01/03/2023
     This final notice refers to a failure to satisfy the suitability threshold condition (COND).

937. Final Notice 2020: Commerzbank AG [pdf]

     Final notices Published: 17/06/2020
     Final Notice: Commerzbank AG

938. Final Notice 2020: Blue Gate Capital Limited [pdf]

     Final notices Published: 18/12/2020
     This Final Notice (Blue Gate Capital Limited) refers to breaches of PRIN 2 and PRIN 7 related to financial promotions in the asset management sector. We imposed a requirement to pay restitution and a public censure.

939. Final notice 2020: Bicycleshack [pdf]

     Final notices Published: 01/06/2020
     This final notice (Bicycleshack) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

940. Final Notice 2022: Applicant A [pdf]

     Final notices Published: 13/05/2022
     This final notice refers to a failure to satisfy threshold conditions (COND) in the wholesale sector. We refused the firm’s application for authorisation.