Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1001 to 1010 of 1295 search results for This Final Notice refers to breaches of APER.

  1. Final Notice 2017: Dunston Car Centre Limited [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2022: Wolves Trade Centre Ltd [pdf]

    Final notices Published: 16/02/2022
    This final notice (Wolves Trade Centre Ltd) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

  3. FCA Final Notice 2014: Collingwood Mourton Associates Limited [pdf]

    Final notices Published: 18/12/2014 Last modified: 18/12/2014
    This final notice refers to breaches of threshold conditions in the investment and home finance sector. We imposed a cancellation.

  4. FCA Final Notice 2014: The Zim Shop Limited [pdf]

    Final notices Published: 09/04/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  5. Final Notice 2021: Christian Julian Jones [pdf]

    Final notices Published: 10/02/2021
    This final notice (Christian Julian Jones) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

  6. Final Notice 2020: Hall and Hanley Limited (HHL) [pdf]

    Final notices Published: 21/01/2020
    This Final Notice refers to breaches of the Conduct of Authorised Persons Rules 2014 (“CAPR”) in relation to misleading consumers to claims and unfair treatment of consumers in the claims management sector. We imposed a financial penalty.

  7. FCA Final Notice 2014: Yorkshire Building Society [pdf]

    Final notices Published: 28/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 6, PRIN 3, MCOB related to unfair treatment of customers, complaints-handling in the mortgages, building society sector. We imposed a fine.

  8. Final Notice: SOS Financial Services Limited [pdf]

    Final notices Published: 20/10/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal

  9. Final Notice 2020: Cornish Hot Tubs Limited [pdf]

    Final notices Published: 21/05/2020
    This final notice (Cornish Hot Tubs Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2017: G & T Office Equipment [pdf]

    Final notices Published: 17/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
Related topics