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Showing 691 to 700 of 1295 search results for This Final Notice refers to breaches of APER.

  1. Final Notice 2015: Christopher David Peacher [pdf]

    Final notices Published: 01/07/2015 Last modified: 01/07/2015
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the consumer credit and investment advisor sectors. We imposed a cancellation and a prohibition.

  2. Final Notice 2016: Justin Pollington-Woods [pdf]

    Final notices Published: 26/10/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2017: Grange Automotive (Simon Cheung trading as) [pdf]

    Final notices Published: 11/04/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final notice 2020: Moneybarn Limited [pdf]

    Final notices Published: 17/02/2020
    This final notice (Moneybarn Limited) refers to breaches of PRIN 6, PRIN 7 and the CONC rules related to the unfair treatment of customers in the consumer credit sector. We imposed a financial penalty.

  5. Final notice 2015: Simon Mark Silva-Peake [pdf]

    Final notices Published: 16/12/2015 Last modified: 16/12/2015
    This final notice refers to breaches of FIT related to a lack of fitness/propriety, client money/assets and unfair treatment of customers in the investment adviser sector. We imposed a prohibition.

  6. Final notice 2016: M I Wealth Management Limited [pdf]

    Final notices Published: 15/04/2016 Last modified: 15/04/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  7. FCA Final Notice 2013: Nonwoven Solutions Limited [pdf]

    Final notices Published: 04/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  8. Final notice 2016: Generate Green Limited [pdf]

    Final notices Published: 15/08/2016 Last modified: 15/08/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. FCA Final Notice 2014: Supercroft Trading Limited [pdf]

    Final notices Published: 11/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  10. Final Notice 2017: Waterside Vehicles Ltd [pdf]

    Final notices Published: 10/04/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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