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Showing 351 to 360 of 1090 search results for This Final Notice refers to breaches of APER 1 and 7 related.

  1. Final Notice 2015: Salam Transfer Limited [pdf]

    Final notices Published: 13/11/2015 Last modified: 13/11/2015
    This final notice refers to breaches of the Payment Services Regulations 2009 (the PSRs), Regulation 13, related to lack of fitness/propriety and failing to be open and cooperative with the Financial Conduct Authority. We imposed a refusal of the

  2. Final Notice 2024: Inspirational Financial Management Ltd (in administration) [pdf]

    Final notices Published: 11/03/2024
    This Final Notice (Inspirational Financial Management Ltd (in administration)) refers to breaches of Principles 3, 6 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial

  3. Final notice 2020: Bicycleshack [pdf]

    Final notices Published: 01/06/2020
    This final notice (Bicycleshack) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2015: Mark Cleaver [pdf]

    Final notices Published: 20/08/2015 Last modified: 03/09/2015
    This final notice refers to breaches of COND, related to threshold conditions and failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation.

  5. Final Notice 2015: Tariq Rashid [pdf]

    Final notices Published: 17/08/2015 Last modified: 17/08/2015
    This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  6. Final Notice 2015: Craig Anthony Welborn [pdf]

    Final notices Published: 09/12/2015 Last modified: 09/12/2015
    This final notice refers to breaches of COND and TC related to failing to be open and co-operativein the consumer credit sector. We imposed a refusal.

  7. FCA Final Notice 2014: Anthony Verrier [pdf]

    Final notices Published: 29/01/2014 Last modified: 07/04/2015
    This final notice refers to breaches of FIT related to lack of fitness and propritey in the trading firms sector. We imposed a prohibition.

  8. FCA Final Notice 2014: Ian Charles Hannam [pdf]

    Final notices Published: 22/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine.

  9. Final Notice 2018: GMT Cars [pdf]

    Final notices Published: 12/02/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2017: Dale (83) Limited [pdf]

    Final notices Published: 02/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.