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Showing 421 to 430 of 1090 search results for This Final Notice refers to breaches of APER 1 and 7 related.

421. FCA Final Notice 2014: Euro Remittance Limited [pdf]

     Final notices Published: 24/09/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to the Payment Services Regulations in the payment services sector. We imposed a cancellation.

422. Final Notice 2018: Russell Taylor [pdf]

     Final notices Published: 14/11/2018
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

423. Final Notice 2015: Quick Purchase [pdf]

     Final notices Published: 23/10/2015 Last modified: 23/10/2015
     This Final Notice refers to breaches of PRIN 6 and MCOB (Mortgage Conduct of Business Rules) related to unfair treatment of customers in the sale and rent back sector. We imposed a fine and redress.

424. Final Notice 2018: John McCullagh [pdf]

     Final notices Published: 03/10/2018
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the consumer credit sector. We imposed a prohibition.

425. Final Notice 2018: RSI Bank Plc [pdf]

     Final notices Published: 20/02/2018
     This final notice refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.

426. Final Notice 2017: JT Motors [pdf]

     Final notices Published: 15/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

427. Final Notice 2019: UBS AG [pdf]

     Final notices Published: 19/03/2019
     This final notice (UBS AG) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.

428. Final Notice 2017: Afzal Ali [pdf]

     Final notices Published: 05/01/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

429. Final Notice 2016: Tim Morse [pdf]

     Final notices Published: 16/12/2016 Last modified: 16/12/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

430. Final Notice 2016: Scott Michael Crawley [pdf]

     Final notices Published: 01/11/2016
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.