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Showing 951 to 960 of 1090 search results for This Final Notice refers to breaches of APER 1 and 7 related.

  1. Final Notice 2020: Heston Cars London Limited [pdf]

    Final notices Published: 08/06/2020
    This final notice (Heston Cars London Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Ampthtill Car Sales Limited [pdf]

    Final notices Published: 20/09/2019
    This final notice (Ampthtill Car Sales Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2017: Hull Northern Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

  4. Final notice 2016: Cross Keys Estate & Finance Limited [pdf]

    Final notices Published: 22/02/2016 Last modified: 22/02/2016
    This final notice refers to breaches of COND and TC related to Threshold Conditions and lack of fitness and propriety in the Consumer Credit sector. We imposed a refusal.

  5. Final Notice 2017: Collins Ward Capital Management Ltd [pdf]

    Final notices Published: 10/04/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the wealth management and private banking sector. We imposed a cancellation.

  6. FCA Final Notice 2014: Cathedral City Wealth Management Limited [pdf]

    Final notices Published: 10/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed a cancellation.

  7. Final Notice 2020: Affordable Cars of Essex Ltd [pdf]

    Final notices Published: 30/09/2020 Last modified: 30/09/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2017: GZ Energy Solutions Limited [pdf]

    Final notices Published: 25/10/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  9. Final Notice 2022: TSB Bank plc [pdf]

    Final notices Published: 20/12/2022
    This Final Notice refers to breaches of Prin 2 related to failing to exercise due skill, care and diligence and Prin 3 for not taking reasonable care in organising and controlling its affairs responsibly and effectively, with adequate risk

  10. Final Notice 2020: Premier Motor Group Limited [pdf]

    Final notices Published: 08/06/2020
    This final notice (Premier Motor Group Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.