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Showing 1041 to 1050 of 1090 search results for This Final Notice refers to breaches of APER 7 related.

  1. Final Notice 2017: Tolworth Motor Company (Surrey) Limited [pdf]

    Final notices Published: 18/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Standard Life Assurance Limited [pdf]

    Final notices Published: 23/07/2019
    This final notice (Standard Life Assurance Limited) refers to breaches of PRIN 3, PRIN 6 and COBS related to the unfair treatment of customers in the Life Insurance sector. The FCA imposed a financial penalty.

  3. Final Notice 2017: Foreman Financial Services Limited [pdf]

    Final notices Published: 24/10/2017
    This final notice refers to breaches of COND, DISP, PRIN 6 and PRIN 11 related to threshold conditions, unfair treatment of customers and failing to be open and co-operative in the consumer credit and investment adviser sectors. We imposed a

  4. FCA Decision Notice 2016: KWS Wealth Management Limited [pdf]

    Decision notices Published: 15/07/2016 Last modified: 15/07/2016
    This Final Notice refers to breaches of COND related to threshold conditions in the investment adviser sector. We imposed a cancellation.

  5. Final Notice 2018: Fabulous Flooring (South Yorkshire) Ltd [pdf]

    Final notices Published: 08/05/2018
    This final notice (Fabulous Flooring (South Yorkshire) Ltd ) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2015: 15/1 Consumer credit application refusal [pdf]

    Final notices Published: 30/01/2015 Last modified: 30/01/2015
    This summary of a final notice refers to breaches of COND and TC related to lack of fitness/propriety and failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  7. FCA Final Notice 2013: Lloyds TSB Bank plc and Bank of Scotland plc [pdf]

    Final notices Published: 11/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to mis-selling, remuneration, and culture/governance in the retail banks sector. We imposed a fine.

  8. Final Notice 2020: Jonathan Birch trading as JB's music store [pdf]

    Final notices Published: 09/07/2020
    This final notice (Jonathan Birch trading as JB's music store) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final notice 2020: D.B.Holdings (West Yorkshire) Ltd [pdf]

    Final notices Published: 21/05/2020
    This final notice (D.B.Holdings (West Yorkshire) Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Rock & Co. Granite Limited [pdf]

    Final notices Published: 02/05/2018
    This final notice (Rock & Co. Granite Limited) refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.