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Showing 1121 to 1130 of 1331 search results for This Final Notice refers to breaches of FIT.

  1. FCA Final Notice 2013: Len Cooke Financial Consultants Limited [pdf]

    Final notices Published: 20/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  2. Final Notice 2023: Kingsbridge Capital Advisors Limited [pdf]

    Final notices Published: 25/05/2023
    This Final Notice (Kingsbridge Capital Advisors Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment adviser sector. We imposed a

  3. Final Notice 2018: Eye Green Cars Limited [pdf]

    Final notices Published: 26/03/2018
    This FCA final notice (Eye Green Cars Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. LCA Glasgow Photography Limited [pdf]

    Final notices Published: 02/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final notice 2018: Worldwide Central Repository Limited [pdf]

    Final notices Published: 13/02/2018
    This final notice refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.

  6. Final Notice: Wellsons Vehicle Solutions Limited [pdf]

    Final notices Published: 18/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2020: Heston Cars London Limited [pdf]

    Final notices Published: 08/06/2020
    This final notice (Heston Cars London Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2017: Vehicle Lease Solutions Limited [pdf]

    Final notices Published: 04/12/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  9. Final Notice 2020: Total Construction Training Ltd [pdf]

    Final notices Published: 14/12/2020
    This final notice (Total Construction Training Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2015: Execution Noble & Company Limited [pdf]

    Final notices Published: 06/01/2015 Last modified: 06/01/2015
    This final notice refers to breaches of the Listing Rules related to failing to be open and co-operative in the sponsor sector. We imposed a fine.
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