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Showing 1171 to 1180 of 1331 search results for This Final Notice refers to breaches of FIT.
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Final Notice 2018: One Call Insurance Services Limited [pdf]
This final notice refers to breaches of PRIN 10 and CASS relating to client money/assets in the general insurance and protection sector. We imposed a fine and restriction. -
Final Notice 2019: Ewloe Hall Motors Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Falkland Performance Centre Ltd [pdf]
This final notice (Falkland Performance Centre Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2013: Bentley-Leek Financial Management Limited [pdf]
This final notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. We imposed a withdrawal. -
Final Notice: Norcounty Insurance Services Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection and investment adviser sectors. We imposed a cancellation. -
Final Notice 2017: Capita Financial Managers Limited [pdf]
This final notice refers to breaches of PRIN 2 and PRIN 7 related to financial promotions in the asset management sector. We imposed a public censure. -
Final Notice 2017: Strata Vehicle Solutions Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Logic Financial Solutions Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, consumer credit and mortgages sectors. We imposed a cancellation. -
Final Notice 2022: Naveed Hussain (trading as Star Motors) [pdf]
This Final Notice (Naveed Hussain (trading as Star Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a -
Final Notice 2022: Maitiu Donnelly (trading as Alta Autos) [pdf]
This Final Notice (Maitiu Donnelly (trading as Alta Autos)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a