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Showing 1241 to 1250 of 1701 search results for This Final Notice refers to breaches of PRIN.

  1. FCA Final Notice 2013: IBBL Exchange UK Limited (formerly Jalalabad Money Transfer & Travels Limited) [pdf]

    Final notices Published: 18/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  2. Final Notice 2018: Richmond Lodge and Park Homes Limited [pdf]

    Final notices Published: 13/12/2018
    This final notice (Richmond Lodge and Park Homes Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2021: Premier FX Limited [pdf]

    Final notices Published: 25/02/2021
    This Final Notice refers to breaches of the Payment Services Regulations in the Payment Services sector. We imposed a public censure.

  4. Final Notice 2015: Michael Banks [pdf]

    Final notices Published: 17/02/2015 Last modified: 17/02/2015
    This final notice refers to breaches of TC related to threshold conditions in the consumer credit sector. We imposed a refusal.

  5. Final Notice 2022: Matza & Co Limited [pdf]

    Final notices Published: 15/02/2022
    This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.

  6. Final Choice 2023: Motor Choice Limited [pdf]

    Final notices Published: 26/04/2023
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

  7. FCA Final Notice 2014: Michael Bains [pdf]

    Final notices Published: 06/01/2014 Last modified: 07/04/2015
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  8. Final Notice 2019: Premier Car Sales NW Ltd [pdf]

    Final notices Published: 28/02/2019
    This final notice (Premier Car Sales NW Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. FCA Final Notice 2013: Derek Jones [pdf]

    Final notices Published: 29/04/2013 Last modified: 19/05/2015
    This final notice refers to breaches of APER 6 related to lack of fitness /propriety in the mortgage and consumer credit sector. We imposed a prohibition.

  10. FCA Final Notice 2014: Mark Stevenson [pdf]

    Final notices Published: 20/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine and prohibition.
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