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Showing 201 to 210 of 1701 search results for This Final Notice refers to breaches of PRIN.

  1. FCA Final Notice 2014: Yorkshire Building Society [pdf]

    Final notices Published: 16/06/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 7 related to financial promotions in the building society sector. We imposed a fine.

  2. Final Notice 2017: Limited2Art Ltd [pdf]

    Final notices Published: 19/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2017: Janice Maureen Tomlinson [pdf]

    Final notices Published: 02/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. FCA Final Notice 2014: Besso Limited [pdf]

    Final notices Published: 19/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to anti-Bribery and corruption in the general insurance and protection sector. We imposed a fine.

  5. Final Notice 2017: Jamie Harwood T/A MJ HARWOOD [pdf]

    Final notices Published: 07/07/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final notice 2016: Cult Racing Limited [pdf]

    Final notices Published: 30/06/2016 Last modified: 30/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final notice 2016: Made 2 Measure Fitted Furniture Limited [pdf]

    Final notices Published: 12/05/2016 Last modified: 12/05/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2017: Michael McGillen [pdf]

    Final notices Published: 02/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2017: Woodston Limited [pdf]

    Final notices Published: 06/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. FCA Final Notice 2014: Royal Bank of Scotland plc and National Westminster Bank Plc [pdf]

    Final notices Published: 27/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 2, PRIN 9, and MCOB related to mis-selling in the retail bank sector. We imposed a fine.
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