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Showing 581 to 590 of 1701 search results for This Final Notice refers to breaches of PRIN.

  1. Final Notice 2019: LMA Motors Limited [pdf]

    Final notices Published: 16/10/2019
    This final notice (LMA Motors Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2018: Toby Warren Smith [pdf]

    Final notices Published: 08/05/2018
    This final notice (Toby Warren Smith) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2020: Harts Car Company Ltd [pdf]

    Final notices Published: 06/02/2020
    This final notice (Harts Car Company Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2022: E.A. McCarroll [pdf]

    Final notices Published: 29/09/2022
    This Final Notice (E.A. McCarroll) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  5. Final Notice 2018: Verwood Motors Ltd [pdf]

    Final notices Published: 08/05/2018
    This final notice (Verwood Motors Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2023: LCUK Finance Ltd [pdf]

    Final notices Published: 03/04/2023
    This final notice refers to a failure to be open and co-operative with the Authority PRIN 11.

  7. Final notice 2020: Dunstable Car Centre [pdf]

    Final notices Published: 21/05/2020
    This final notice (Dunstable Car Centre) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  8. Final notice 2020: Thomas Auto Limited [pdf]

    Final notices Published: 28/01/2020
    This final notice (Thomas Auto Limited )refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  9. Final notice 2020: NPS Commercials Ltd [pdf]

    Final notices Published: 29/05/2020
    This final notice (NPS Commercials Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: UBS AG [pdf]

    Final notices Published: 19/03/2019
    This final notice (UBS AG) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.
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