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Showing 1091 to 1100 of 1252 search results for This Final Notice refers to breaches of PRIN 2 and PRIN.

  1. Final Notice 2019: P.F. (International) Limited [pdf]

    Final notices Published: 08/11/2019
    This final notice (P.F (International) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2018: Autosolve Car Sales Limited [pdf]

    Final notices Published: 29/10/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2018: Basic Elegance (Furnishings) Ltd (in Liquidation) [pdf]

    Final notices Published: 19/02/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: James Roper Chatfield [pdf]

    Final notices Published: 05/04/2019
    This final notice (James Roper Chatfield) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2018: Thinking: Health & Income Ltd [pdf]

    Final notices Published: 08/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed a cancellation.

  6. Final Notice 2019: VantaBlack Group Limited [pdf]

    Final notices Published: 11/01/2019
    This final notice (VantaBlack Group Limited) refers to failure to satisfy threshold conditions (COND), be open and co-operative with the Authority (PRIN 11), provide appropriate resources, be fit and proper, be ready willing and organised, and

  7. Final Notice 2018: Claims Assessor Ltd [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and consumer credit sector. We imposed a

  8. Final Notice 2018: AGI Corporate Finance Limited [pdf]

    Final notices Published: 17/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation.

  9. Final Notice 2019: Warbreck Car Sales Limited [pdf]

    Final notices Published: 19/09/2019
    This final notice (Warbreck Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2018: Land Horizon Projects Limited [pdf]

    Final notices Published: 10/10/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.