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Showing 661 to 670 of 1068 search results for This Final Notice refers to breaches of PSR related.

  1. Final Notice 2020: Ryan Fawson (Kingfisher Finance trading as) [pdf]

    Final notices Published: 25/02/2020
    This final notice (Ryan Fawson (Kingfisher Finance trading as)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation”.

  2. Final Notice 2017: Prestige Cars of Essex Ltd [pdf]

    Final notices Published: 03/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2020: Paul Michael Grant [pdf]

    Final notices Published: 12/02/2020
    This final notice (Paul Michael Grant) refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  4. Final Notice 2017: Emrose Dean Ltd [pdf]

    Final notices Published: 21/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2015: Oracle Financial Planning [pdf]

    Final notices Published: 02/07/2015 Last modified: 02/07/2015
    This final notice refers to breaches of Threshold Conditions and PRIN 11 related to failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation.

  6. Final Notice 2016: The Heating Design Centre (James Gary Law trading as) [pdf]

    Final notices Published: 26/10/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final notice: Andrew Barry Hart [pdf]

    Final notices Published: 13/10/2016
    This final notice refers to breaches of FIT related to a lack of fitness and propriety in the consumer credit sector. We imposed a prohibition.

  8. Final notice 2016: Terence Andrew Joint [pdf]

    Final notices Published: 09/05/2016 Last modified: 09/05/2016
    This final notice refers to breaches of APER 6, APER 7, FIT and CASS related to a lack of fitness/propriety and client money/assets misconduct in the general insurance and protection sector. We imposed a fine and prohibition.

  9. Final Notice: RMC (Mids) Limited [pdf]

    Final notices Published: 21/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2017: 18 Bikes Limited [pdf]

    Final notices Published: 19/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.