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Showing 1111 to 1120 of 6304 search results for This final notice.

  1. FSA Final Notice 2011: Kevin Jonathan Dalglish trading as Dulwich Insurance Services [pdf]

    Final notices Published: 06/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Kevin Jonathan Dalglish trading as Dulwich Insurance Services

  2. FSA Final Notice 2012: Pi Financial Limited [pdf]

    Final notices Published: 18/09/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Pi Financial Limited

  3. Final Notice 2016: Marlborough Isleworth Motors Limited [pdf]

    Final notices Published: 21/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative

  4. FSA Final Notice 2012: Card Protection Plan Limited [pdf]

    Final notices Published: 14/11/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Card Protection Plan Limited

  5. Final Notice 2017: Best Broker Limited [pdf]

    Final notices Published: 20/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  6. Final Notice 2020: Ballooner Limited [pdf]

    Final notices Published: 25/02/2020
    This final notice (Ballooner Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Malcolm Buchanan [pdf]

    Final notices Published: 31/01/2019
    This final notice (Malcolm Buchanan) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. FCA Final Notice 2014: Timothy Adrian Hughes [pdf]

    Final notices Published: 17/04/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 7 related to unfair treatment of customers, conflicts of interest, and lack of fitness/propriety in the investment advisors and platforms sector. We imposed a prohibition, withdrawal, and public censure.

  9. FCA Final Notice 2013: Gurpreet Singh Chadda [pdf]

    Final notices Published: 19/06/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety, failing to be open and co-operative and unfair treatment of customers in the sale and rent back sector. We imposed a fine and prohibition.

  10. Final Notice 2018: Alexander David Osborne Stuart [pdf]

    Final notices Published: 26/03/2018
    This final notice refers to breaches of APER 1 and FIT relating to a lack of fitness/propriety in the investment adviser sector. We imposed a fine and prohibition.
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