Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1161 to 1170 of 6304 search results for This final notice.

  1. FSA Final Notice 2011: Total Independent Mortgages Limited [pdf]

    Final notices Published: 22/08/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Total Independent Mortgages Limited

  2. Final notice 2016: Coverall Worldwide Ltd [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 1, PRIN 3, PRIN 10, CASS and COND related to appointed representatives, client money, failing to act on information appropriately, threshold conditions and unfair treatment of customers in the general

  3. Final Notice 2018: Mr Dale Cole [pdf]

    Final notices Published: 25/04/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final notice 2016: Peter Charles Bottomley [pdf]

    Final notices Published: 08/03/2016 Last modified: 08/03/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  5. Final Notice 2019: Ellis of Castleford [pdf]

    Final notices Published: 22/01/2019
    This final notice (Ellis of Castleford) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. FSA Final Notice 2013: Lloyds TSB Bank Plc, Lloyds TSB Scotland Plc and Bank of Scotland plc (together Lloyds Banking Group) [pdf]

    Final notices Published: 15/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Lloyds TSB Bank Plc, Lloyds TSB Scotland Plc and Bank of Scotland plc (together Lloyds Banking Group)

  7. Final Notice 2017: Eco-Insulation Ltd [pdf]

    Final notices Published: 08/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2019: ACW Cars Ltd [pdf]

    Final notices Published: 15/02/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. FSA Final Notice 2012: Alexander Edward Ten-Holter [pdf]

    Final notices Published: 26/01/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Alexander Edward Ten-Holter

  10. Final Notice 2018: C2 Group Ltd [pdf]

    Final notices Published: 08/05/2018
    This final notice (C2 Group Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
Related topics