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Showing 131 to 140 of 6295 search results for This final notice.

131. FCA issued Final Notices against Cathay International Holdings Limited, its CEO and Finance Director

     Press Releases Published: 25/07/2019 Last modified: 23/10/2023
     Today, the FCA has issued Final Notices against all three.

132. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

     Press Releases Published: 22/07/2014 Last modified: 22/07/2014
     FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000. ... The Financial Conduct Authority (FCA) has today published a Final Notice for Ian Hannam stating that it has fined him £450,000.

133. 2020 fines

     News stories Published: 21/01/2020 Last modified: 02/12/2022
     This page contains information about enforcement fines published during the calendar year ending 2020.

134. FSA Final Notice 2011: AF Directions Limited [pdf]

     Final notices Published: 11/02/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against AF Directions Limited

135. Final Notice 2024: Kulvir Virk [pdf]

     Final notices Published: 24/06/2024
     This Final Notice refers to breaches of PRIN 1 and PRIN 6 related to a failure to act with integrity and a failure to exercise due care, skill and diligence in the pensions sector. We imposed a financial penalty and a prohibition order.

136. FSA Final Notice 2011: DCR Strategies UK Limited [pdf]

     Final notices Published: 23/08/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against DCR Strategies UK Limited

137. FSA Final Notice 2011: AMG Business Solutions Limited [pdf]

     Final notices Published: 11/02/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against AMG Business Solutions Limited

138. FSA Final Notice 2011: Active Mortgage Solutions (UK) Limited [pdf]

     Final notices Published: 11/02/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Active Mortgage Solutions (UK) Limited

139. Final Notice 2024: Paydog Ltd [pdf]

     Final notices Published: 23/04/2024
     This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.  

140. FSA Final Notice 2010: Darren Button [pdf]

     Final notices Published: 21/07/2010 Last modified: 04/06/2015
     For the reasons set out in this Final Notice, the FSA is taking action against Darren Button