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Showing 1471 to 1480 of 6304 search results for This final notice.

  1. Final Notice 2018: Resource IMS Limited [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2022: Mayfair Jewellers Ltd [pdf]

    Final notices Published: 04/02/2022
    This Final Notice (Mayfair Jewellers Ltd) refers to a failure to satisfy the suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation

  3. Final Notice 2019: John Paul Hunt [pdf]

    Final notices Published: 15/11/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final notice 2020: Elizabeth Marie Walker [pdf]

    Final notices Published: 21/02/2020
    This final notice (Elizabeth Marie Walker) refers to a candidate for approval to perform a controlled function. The candidate did not satisfy us that she met the competence and capability criteria of the FCA’s Fit and Proper Person Test. We

  5. Final Notice 2022: Julius Baer International Limited [pdf]

    Final notices Published: 30/11/2022
    This Final Notice refers to breaches of PRIN 1, PRIN 3 and PRIN 11 related to failing to act with integrity, governance and failing to be open and co-operative in the in the Wealth Management and Private Banking sector. We imposed a financial penalty

  6. Final notice 2016: Hunt Communications UK Limited [pdf]

    Final notices Published: 14/07/2016 Last modified: 14/07/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Grandison Garage Ltd [pdf]

    Final notices Published: 05/07/2019
    This final notice (Grandison Garage Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2021: Hewden Stuart Limited [pdf]

    Final notices Published: 14/04/2021
    This final notice (Hewden Stuart Limited) refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2022: Frensham Wealth Limited [pdf]

    Final notices Published: 01/04/2022
    For the reasons given in this Final Notice, and pursuant to section 55J of the Act, the Authority has decided to cancel the Part 4A permission of Frensham Wealth Limited.

  10. Final Notice 2019: Simple Comms Limited [pdf]

    Final notices Published: 21/05/2019
    This final notice (Simple Comms Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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