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Showing 1491 to 1500 of 6304 search results for This final notice.
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Final Notice 2015: Gamma Transfers (UK) Limited [pdf]
This final notice refers to breaches of PSR related to Payment Services Regulations, failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final Notice 2017: Ross Leasing Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Christopher John Lee [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice: The Dental Plan Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit and general insurance and protection sectors. We imposed a cancellation. -
Final Notice 2015: Anthony Rendell Boyd Wills [pdf]
This final notice refers to breaches of APER 4 related to failure to be open and cooperative with the Authority. We imposed a fine. -
Final Notice 2019: James Edward Sheriff (trading as Diamond Car Sales) [pdf]
This final notice (James Edward Sheriff trading as Diamond Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a -
Final Notice 2017: Stuart Douglas Smith [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Oaklea Autos NI Ltd [pdf]
This final -
Final Notice 2015: Arch Financial Products LLP [pdf]
This final notice refers to breaches of PRIN 1, PRIN 3, PRIN 8, SYSC and COB related to conflicts of interests in the investment advisor sector. We imposed a public censure. -
Final notice 2016: Knight Home Improvements Limited [pdf]
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.