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Showing 171 to 180 of 6295 search results for This final notice.

  1. FSA Final Notice 2012: Principal Mortgage Services Limited [pdf]

    Final notices Published: 18/06/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Principal Mortgage Services Limited

  2. FSA Final Notice 2012: The Pentecostal Credit Union [pdf]

    Final notices Published: 08/11/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against The Pentecostal Credit Union

  3. FSA Final Notice 2012: Mitsui Sumitomo Insurance Company (Europe) Ltd [pdf]

    Final notices Published: 08/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mitsui Sumitomo Insurance Company (Europe) Ltd

  4. FSA Final Notice 2012: Shettleston and Tollcross Credit Union Limited (“STCU”) [pdf]

    Final notices Published: 05/01/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Shettleston and Tollcross Credit Union Limited (“STCU”)

  5. Statutory notices issued by the RDC

    Who we are Published: 19/07/2022 Last modified: 17/06/2024
    Find out more about warning notices and decision notices issued by the Regulatory Decisions Committee (RDC), the documents you’ll receive if you get one, and how to respond.

  6. FSA Final Notice 2012: Eciru & Company Limited [pdf]

    Final notices Published: 14/08/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Eciru & Company Limited

  7. FSA Final Notice 2012: Syed Zaidi [pdf]

    Final notices Published: 09/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Syed Zaidi

  8. FCA Final Notice 2013: Minona LLP [pdf]

    Final notices Published: 02/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the asset management sector. We imposed a cancellation.

  9. Final notice 2016: David Williams T/A Debts Maze Solutions [pdf]

    Final notices Published: 23/02/2016 Last modified: 25/02/2016
    This final notice deals with a breach of COND. We refused this application for permission to carry on regulated activities of Debt Administration, Debt Collecting and Debt-Counselling as the application is incomplete.

  10. Final notice 2016: Mark Kelly [pdf]

    Final notices Published: 09/06/2016 Last modified: 09/06/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.
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