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Showing 1711 to 1720 of 6304 search results for This final notice.

  1. FSA Final Notice 2013: Mr Cheick Tidjane Thiam [pdf]

    Final notices Published: 27/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Cheick Tidjane Thiam

  2. FCA Final Notice 2013: The Transportation Group (UK) Limited [pdf]

    Final notices Published: 02/09/2013 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the designated investment business sector. We imposed a cancellation.

  3. Final Notice 2019: Goldman Sachs International [pdf]

    Final notices Published: 01/04/2019
    This final notice (Goldman Sachs International) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.

  4. Final notice 2016: Vehicle Supermarket of Leicester Limited [pdf]

    Final notices Published: 13/06/2016 Last modified: 13/06/2016
    This final notice refers to breaches of PRIN 11 and COND, failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  5. Final Notice 2022: Capital Investements Limited [pdf]

    Final notices Published: 19/01/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  6. Final Notice 2020: Just Bank Claims Limited [pdf]

    Final notices Published: 14/12/2020
    This final notice (Just Bank Claims Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  7. Final Notice 2023: Lee Elrick (Trading as Autopoint Aberdeen) [pdf]

    Final notices Published: 27/07/2023
    This final notice (Lee Elrick (Trading as Autopoint Aberdeen)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

  8. Final Notice 2019: Collison Recreation Limited [pdf]

    Final notices Published: 30/01/2019
    This final notice (Collison Recreation Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2018: Claridges Solutions Limited [pdf]

    Final notices Published: 13/12/2018
    This final notice (Claridges Solutions Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2018: Four Seasons Conversions Limited [pdf]

    Final notices Published: 16/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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