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Showing 181 to 190 of 6295 search results for This final notice.

181. Final notice 2016: Lester Evans [pdf]

     Final notices Published: 15/04/2016 Last modified: 15/04/2016
     This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

182. Final notice 2016: H Finnikin [pdf]

     Final notices Published: 21/07/2016 Last modified: 21/07/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

183. FCA Final Notice 2014: Doditel Limited [pdf]

     Final notices Published: 19/05/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

184. FCA Final Notice 2013: John Douglas Leslie [pdf]

     Final notices Published: 26/07/2013 Last modified: 07/04/2015
     This final notice refers to breaches of APER 6 related to misselling, lack of fitness/propriety in the investment advisers and platforms sector. We imposed a fine and a prohibition order.

185. FCA Final Notice 2014: Sesame Limited [pdf]

     Final notices Published: 29/10/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 8 and COBS related to conflicts of interest in the life insurance and investment adviser sector. We imposed a fine.

186. FSA Final Notice 2012: Castle Grove Insurance Services Limited [pdf]

     Final notices Published: 26/07/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Castle Grove Insurance Services Limited

187. FSA Final Notice 2011: Towry Investment Management Limited [pdf]

     Final notices Published: 14/09/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Towry Investment Management Limited

188. FSA Final Notice 2011: Fleet Insurance Solutions Limited [pdf]

     Final notices Published: 05/01/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Fleet Insurance Solutions Limited

189. FSA Final Notice 2012: Swift Travels & Estate Agents Limited [pdf]

     Final notices Published: 16/07/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Swift Travels & Estate Agents Limited

190. FSA Final Notice 2011: South Wales Financial Services Limited (In Liquidation) [pdf]

     Final notices Published: 21/09/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against South Wales Financial Services Limited (In Liquidation)