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Showing 191 to 200 of 6295 search results for This final notice.

191. Final Notice 2017: Tesco plc [pdf]

     Final notices Published: 28/03/2017
     This final notice refers to breaches of s.118(7) related to market abuse in the issuer sector. We imposed a restitution.

192. FSA Final Notice 2013: Media & Entertainment Insurance Services Limited [pdf]

     Final notices Published: 14/10/2010 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Media & Entertainment Insurance Services Limited

193. FSA Final Notice 2011: Coutts & Company [pdf]

     Final notices Published: 08/11/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Coutts & Company

194. Final Notice 2022: BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited [pdf]

     Final notices Published: 08/12/2022
     This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Trading Firm sector. We imposed a financial

195. Final Notice 2023: Statum Limited [pdf]

     Final notices Published: 07/08/2023
     This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

196. FSA Final Notice 2013: The Co-operative Bank plc [pdf]

     Final notices Published: 04/01/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against The Co-operative Bank plc

197. FSA Final Notice 2011: Omagis Capital Limited [pdf]

     Final notices Published: 17/06/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Omagis Capital Limited

198. Final Notice 2022: Bellamachina Ltd [pdf]

     Final notices Published: 20/12/2022 Last modified: 01/03/2023
     This final notice refers to a failure to satisfy the suitability threshold condition (COND).

199. FSA Final Notice 2013: Nestor Healthcare Group Limited [pdf]

     Final notices Published: 14/02/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Nestor Healthcare Group Limited

200. FSA Final Notice 2013: Kapook UK Limited [pdf]

     Final notices Published: 25/03/2013 Last modified: 09/08/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Kapook UK Limited