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Showing 1961 to 1970 of 6304 search results for This final notice.

  1. Final Notice 2017: Goldenway Global Investments (UK) Limited and Gregory Rupert Nathan [pdf]

    Final notices Published: 23/08/2017
    This final notice relates to an application for the individual to perform controlled functions at the firm. For the reasons contained in the notice we refused the application in part, namely for Controlled Functions CF10 and CF11.

  2. Final notice 2016: Made 2 Measure Fitted Furniture Limited [pdf]

    Final notices Published: 12/05/2016 Last modified: 12/05/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2019: John Chapman Insurance Consultants [pdf]

    Final notices Published: 07/01/2019
    This final notice (John Chapman Insurance Consultants) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed

  4. Final Notice 2019: Port Dundas Car Sales Limited [pdf]

    Final notices Published: 04/10/2019
    This final notice (Port Dundas Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. FCA Final Notice 2014: Cathedral City Wealth Management Limited [pdf]

    Final notices Published: 10/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed a cancellation.

  6. Final Notice 2017: We Source Any Vehicle Limited [pdf]

    Final notices Published: 19/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2018: PG Motors Sales and Servicing Limited [pdf]

    Final notices Published: 22/06/2018
    This FCA final notice (PG Motors Sales and Servicing Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

  8. Final Notice 2017: KJ Precious Metal Trading LLP [pdf]

    Final notices Published: 30/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.

  9. Final Notice 2015: Andrew Baxter trading as Wealth Management [pdf]

    Final notices Published: 05/02/2015 Last modified: 06/02/2015
    This final notice refers to breaches of Principle 11 / COND related to threshold conditions and failing to be open and co-operative in the investment advisor sector. We imposed a cancellation.

  10. Final Notice 2018: Nationwide Debt Consultants Limited [pdf]

    Final notices Published: 24/01/2019
    This final notice refers to a failure to satisfy threshold conditions 2C (effective supervision), 2D (appropriate resources), and 2E (suitability) in the Consumer Credit: Debt Management sector. We imposed a refusal of the applicant’s Part 4A
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