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Showing 1971 to 1980 of 6304 search results for This final notice.

  1. Final Notice 2021: Hudson Bay Finance Company Ltd [pdf]

    Final notices Published: 10/02/2021
    This final notice (Hudson Bay Finance Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

  2. Final notice 2020: GMAC Plumbing and Gas Services Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice (GMAC Plumbing and Gas Services Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2020: Red Tree Motor Company Limited [pdf]

    Final notices Published: 14/12/2020
    This final notice (Red Tree Motor Company Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: KWH (Heating & Renewables) Ltd [pdf]

    Final notices Published: 23/08/2019 Last modified: 23/08/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2018: Premier Management Partners Limited [pdf]

    Final notices Published: 21/05/2018
    This final notice (Premier Management Partners Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a

  6. Final Notice 2018: Stallion Financial Investments Plc [pdf]

    Final notices Published: 05/02/2018
    This final notice refers to an application for Part 4A authorisation (‘the Application’) by a firm in respect of the regulated activities subject to the Application. Due to concerns about the firm’s ability to satisfy and continue to satisfy

  7. Final notice 2019: The Prudential Assurance Company Limited [pdf]

    Final notices Published: 30/09/2019
    This Final Notice (The Prudential Assurance Company Limited) refers to breaches of PRIN 3 and PRIN 6 and relates to mis-selling and the unfair treatment of customers in the pensions sector. We imposed a fine.

  8. FCA Final Notice 2013: Bentley-Leek Financial Management Limited [pdf]

    Final notices Published: 18/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. We imposed a withdrawal.

  9. Final Notice 2019: Jack Boxall (JB Motors trading as) [pdf]

    Final notices Published: 23/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final notice 2019: Professional Personal Claims Limited (PPC) [pdf]

    Final notices Published: 17/12/2019
    This final notice refers to breaches of the Conduct of Authorised Persons Rules 2014 in relation to misleading consumers to claims in the claims management companies sector. We imposed a financial penalty.
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