Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 201 to 210 of 6295 search results for This final notice.

  1. FSA Final Notice 2013: Kapook UK Limited [pdf]

    Final notices Published: 25/03/2013 Last modified: 09/08/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Kapook UK Limited

  2. Final notice 2016: Ashbank Cars [pdf]

    Final notices Published: 02/06/2016 Last modified: 02/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. FSA Final Notice 2011: Wise Owl Services Limited [pdf]

    Final notices Published: 28/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Wise Owl Services Limited

  4. FSA Final Notice 2012: Cattles Ltd [pdf]

    Final notices Published: 28/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Cattles Ltd

  5. Final notice 2016: PDHL Limited [pdf]

    Final notices Published: 10/03/2016 Last modified: 10/03/2016
    This final notice refers to numerous breaches of CONC Chapter 8 related to an inability to meet Threshold Condition 2D (appropriate non-financial resources) and 2E (Suitability) in the Consumer Credit: Debt Management sector. We imposed a refusal of

  6. FSA Final Notice 2012: Sun Life Assurance Company of Canada (UK) Limited [pdf]

    Final notices Published: 18/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Sun Life Assurance Company of Canada (UK) Limited

  7. Final notice 2016: Gavin Breeze [pdf]

    Final notices Published: 15/07/2016 Last modified: 15/07/2016
    This final notice refers to breaches of s.118(2) and (3) Financial Services and Markets Act 2000 related to market abuse in the issuer sector. We imposed a fine, required restitution and a public censure.

  8. Final notice 2016: BN1 Cars Ltd [pdf]

    Final notices Published: 24/03/2016 Last modified: 24/03/2016
    This final notice refers to breaches of COND and TC, failing to be open and co-operative. We imposed a refusal.

  9. FSA Final Notice 2012: Christchurch Investment Management Limited [pdf]

    Final notices Published: 29/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Christchurch Investment Management Limited

  10. FSA Final Notice 2012: UBS AG [pdf]

    Final notices Published: 25/11/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against UBS AG
Related topics