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Showing 2031 to 2040 of 6304 search results for This final notice.

  1. Final Notice 2017: Dr Saim Köksal trading as Arcis Management Consultancy [pdf]

    Final notices Published: 07/02/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the applicant’s Part 4A application.

  2. Final Notice 2017: Steven Maoudis trading as Montana Debt Management [pdf]

    Final notices Published: 06/02/2017
    This final notice refers to breaches of COND related to concerns arising out of the applicant’s knowledge of available debt solutions, advice process used to advise clients, and business continuity plan. We imposed a refusal of the applicant’s

  3. Final notice 2020: Mr Owen (trading as Owen’s Bikes & Tools) [pdf]

    Final notices Published: 21/05/2020
    This final notice (Mr Owen trading as Owen’s Bikes & Tools) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Cathay International Holdings Limited [pdf]

    Final notices Published: 25/07/2019
    This final notice (Cathay International Holdings Limited) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. We imposed a financial penalty.

  5. Final Notice 2018: Stephen James Cars of Distinction Limited [pdf]

    Final notices Published: 07/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2021: Laura Thompson (trading as ML Car Sales) [pdf]

    Final notices Published: 27/01/2021
    This final notice (Laura Thomspson trading as ML Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2021: Principal Claims Management Services Limited [pdf]

    Final notices Published: 17/09/2021
    This final notice (Principal Claims Management Services Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s

  8. Final Notice 2017: Greater Pollokshaws Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

  9. FCA publishes Decision Notice against former Worldspreads CEO for market misconduct

    Press Releases Published: 03/07/2020 Last modified: 03/07/2020
    The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Conor Foley, the former Chief Executive Officer of Worldspreads, fining him £658,900 for market abuse and banning him from performing any roles linked to

  10. Final Notice 2022: Esfera Capital, Agencia de Valores, S.A. [pdf]

    Final notices Published: 18/01/2022
    This Final Notice (Esfera Capital) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We imposed a
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