Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 2151 to 2160 of 6304 search results for This final notice.

  1. Primary Market Bulletin 42

    Newsletters Published: 12/12/2022 Last modified: 12/12/2022
    In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.
  2. Information we can share

    Last modified: 05/01/2024
    A guide to what the FCA can and can’t share with the public about firms, people, and markets.
  3. Primary Market Bulletin 50

    Newsletters Published: 11/07/2024 Last modified: 11/07/2024
    This special edition consults on changes we propose to make to guidance in our Knowledge Base.
  4. Consumer Credit Seminar

    Speeches Published: 21/10/2014 Last modified: 20/03/2024
    Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA.
  5. Primary Market Bulletin 46

    Newsletters Published: 19/12/2023 Last modified: 19/12/2023
    This edition covers Article 10 UK MAR and ESG stewardship  and TCFD-aligned disclosures: sponsor procedures.
  6. CP23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2023/24

    Consultation papers Published: 12/01/2023 Last modified: 12/01/2023
    The FCA and PRA consult on proposals for the FSCS's annual Management Expenses Levy Limit (MELL) for 2023/24.
  7. Best of British Conference

    Speeches Published: 14/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ
  8. Enforcement data – Annual Report 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    This FCA enforcement data for the year 2020/21 forms part of the FCA's annual report 2020/21.
  9. Information in relation to Premier FX - May 2021

    FOI Release Date of Release: 27/05/2021
    The FCA provides a chronological list of organisations the Head of the FCA's Claims Management Companies department met with.
  10. Statement regarding Swift Trade Court of Appeal Judgment

    Statements Published: 19/12/2013 Last modified: 04/11/2014
    Update – A Final Notice for Swift Trade was issued on 24 January 2014. ... The FSA published its Decision Notice against Swift Trade on 31 August 2011.