Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 2171 to 2180 of 6304 search results for This final notice.

  1. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    And this is not straightforward. Hence my fourth theme: challenges for the future. ... My final example is ‘Bringing it all together: insights from ‘public sector management’ to improve regulatory policy-making and CBA’.This is really about

  2. Tribunal bans former trader for lying to the FCA and the Tribunal

    Press Releases Published: 17/12/2013 Last modified: 19/12/2013
    Given this finding the Tribunal allowed Hobbs’ reference and directed the FCA to take no action against him. ... The final notice for Andrew Charles Kerr.

  3. Becoming an appointed representative if you’re a funeral plan intermediary

    Firms Tasks for firms Published: 03/05/2021 Last modified: 01/11/2023
    Find out how to become an appointed representative (AR) that sells and distributes funeral plans on behalf of a principal firm.

  4. Primary Market Bulletin 31

    Newsletters Published: 11/11/2020 Last modified: 11/11/2020
    Welcome to the 31st edition of the Primary Market Bulletin (PMB)

  5. Consumer warning – Larksway Investments Limited (in Liquidation)

    News stories Published: 27/11/2018 Last modified: 18/05/2021
    Larksway Investments Limited (Larksway) was referred to the FCA's Enforcement and Market Oversight Division on 5 April 2016.

  6. The implementation period for any rules arising from CP20/19

    Statements Published: 23/03/2021 Last modified: 23/03/2021
    Read the FCA's statement on changes to the implementation period for its proposed new rules on general insurance pricing practices.

  7. FCA fines Crosfill & Archer Claims Limited £110,000

    Press Releases Published: 28/06/2021 Last modified: 28/06/2021
    The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000.

  8. Tesco to pay redress for market abuse

    Press Releases Published: 28/03/2017 Last modified: 23/08/2017
    The Financial Conduct Authority (FCA) announced in March that Tesco plc and Tesco Stores Limited (Tesco) have agreed that they committed market abuse in relation to a trading update published on 29 August 2014, which gave a false or misleading

  9. Service standards 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.

  10. FCA censures London Capital & Finance plc

    Press Releases Published: 11/10/2023 Last modified: 11/10/2023
    The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.
Related topics