Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 221 to 230 of 6295 search results for This final notice.

  1. FCA issues final messages on LIBOR before end-2021

    News stories Published: 10/12/2021 Last modified: 10/12/2021
    Final LIBOR publications before end-2021 deadline and remaining actions firms need to take.

  2. Final notice 2016: Mark Thorogood [pdf]

    Final notices Published: 12/01/2016 Last modified: 12/01/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety and mortgage fraud in the mortgages sector. We imposed a refusal.

  3. FSA Final Notice 2012: Accendo Markets Limited [pdf]

    Final notices Published: 29/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Accendo Markets Limited

  4. FSA Final Notice 2011: David Pascall Andrew McGrath [pdf]

    Final notices Published: 17/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against David Pascall Andrew McGrath

  5. FSA Final Notice 2011: Mr Stephen Robert Allen [pdf]

    Final notices Published: 07/09/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Stephen Robert Allen

  6. Final notice 2016: David Michael Sayer trading as D M Sayer and Co (Insurance) [pdf]

    Final notices Published: 15/04/2016 Last modified: 15/04/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  7. FSA Final Notice 2011: Manzoor Yasin trading as Manzil Estates & Finance [pdf]

    Final notices Published: 25/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Manzoor Yasin trading as Manzil Estates & Finance

  8. Final Notice 2024: Graham Lilley T/A Global Car Leasing [pdf]

    Final notices Published: 12/06/2024
    This Final Notice refers to breaches of FIT and COND related to a lack of fitness/propriety and breach of COND in the consumer credit sector. We imposed a prohibition and a cancellation of Part 4A permissions.

  9. FSA Final Notice 2012: Mortgages UK 1970 [pdf]

    Final notices Published: 10/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mortgages UK 1970

  10. Final Notice 2015: Salam Transfer Limited [pdf]

    Final notices Published: 13/11/2015 Last modified: 13/11/2015
    This final notice refers to breaches of the Payment Services Regulations 2009 (the PSRs), Regulation 13, related to lack of fitness/propriety and failing to be open and cooperative with the Financial Conduct Authority. We imposed a refusal of the
Related topics