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Showing 2221 to 2230 of 6411 search results for This final notice.

  1. Enforcement data – Annual Report 2019/20

    Data Published: 10/09/2020 Last modified: 10/09/2020
    This FCA enforcement data for the year 2019/20 forms part of the FCA's annual report 2019/20.

  2. Payment Services Regulations 2017 and Electronic Money Regulations 2011

    Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
    The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

  3. Final Notice 2024: HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services plc [pdf]

    Final notices Published: 23/05/2024
    For the reasons given in this Warning Notice, the FCA has imposed on HSBC UK a financial penalty of £6,280,100

  4. Former director banned from conducting regulated activity

    Statements Published: 09/06/2015 Last modified: 09/06/2015
    Final notice for Kevin Allen. ... radios. Yes. No. What can we do to improve pages like this?

  5. FCA fines Merrill Lynch £34.5 million for failing to report transactions

    Press Releases Published: 23/10/2017 Last modified: 23/10/2017
    Merrill Lynch International (MLI) has been fined £34,524,000 by the Financial Conduct Authority (FCA) for failing to report 68.5 million exchange traded derivative transactions between 12 February 2014 and 6 February 2016.

  6. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

  7. FCA bans Jon Frensham from working in financial services

    Press Releases Published: 17/09/2021 Last modified: 17/09/2021
    The FCA has banned director Jon Frensham (formerly known as Jonathan James Hunt) from performing any regulated activity

  8. CP16/8: Quarterly Consultation Paper No. 12

    Consultation papers Published: 18/03/2016 Last modified: 19/07/2017
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  9. CP22/09: Expansion of the Dormant Assets scheme

    Consultations Consultation papers Published: 13/05/2022 Last modified: 16/08/2022
    We are consulting on changes to the FCA handbook to reflect the expansion of the Dormant Assets Scheme.

  10. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.
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