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Showing 2241 to 2250 of 6304 search results for This final notice.
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Two financial advisers banned and fined after investors lose out
Despite the promise of guaranteed returns, most of those who invested during this period are likely to suffer substantial losses. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to -
FCA bans former RBS LIBOR submitter, Paul White
This ban should reinforce the message that working in financial markets entails obligations and responsibilities and that serious failures will result in substantial penalties including fines and prohibitions.”. ... This is the FCA’s fourth public -
FCA bans debt management couple for misappropriating client money
The Financial Conduct Authority (FCA) has today banned Adrian and Christine Whitehurst, former directors of debt management firm First Step Finance Limited (now dissolved), for dishonestly misappropriating client money. Over 4000 customers lost a -
Information on prosecutions for insider dealing - August 2021
The FCA provides information on the prosecutions for insider dealing from suspicious transaction and order reports (STORs) from 2017 to 2020. -
CP21/33: Regulatory fees and levies proposals for 2022/23
We consult on our proposed policy changes to the way we will raise FCA fees from 2022/23 -
FCA fines Bank of Scotland for failing to report suspicions of fraud at HBOS Reading
The Financial Conduct Authority (FCA) has today fined Bank of Scotland (BOS) £45,500,000 for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of -
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
Further consultation and announcements on the wind-down of LIBOR
We are proposing to require LIBOR’s administrator, IBA, to continue to publish the 1-, 3- and 6-month US dollar LIBOR settings under an unrepresentative ‘synthetic’ methodology until end-September 2024. After this, publication would cease -
LIBOR transition and contractual fallbacks
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the International Swaps and Derivatives Association (ISDA) Annual Legal Forum. -
Temporary permissions removed if firms failing to apply for authorisation
Lyonnaise de Banque has had its temporary permissions revoked, meaning that the firm can no longer conduct regulated activity in the UK.