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Showing 2261 to 2270 of 6304 search results for This final notice.
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FCA contacting 16,000 customers of debt management firm, PDHL
Final Notice: PDHL Limited. ... The FCA gave PDHL a Decision Notice dated 16 December 2015 confirming that it had decided to refuse PDHL’s authorisation application. -
FCA bans and fines James Lewis £120,300 for putting investors at risk
James Lewis, the former CEO of Shard Capital Partners, has been fined £120,300 and banned by the FCA. -
FCA issues its first decision under competition law
The Financial Conduct Authority (FCA) has today issued a decision which finds that 3 asset management firms breached competition law. This is the FCA’s first formal decision under its competition enforcement powers. -
Reports about sexual and non-financial misconduct made to the FCA
The FCA responds on the numbers of reports about sexual and non-financial misconduct made to the FCA -
CP18/11: Reviewing the funding of the Financial Services Compensation Scheme (FSCS)
We have made final rules to change how the FSCS is funded and are consulting on changes to our Professional Indemnity Insurance (PII) requirements for Personal Investment Firms (PIFs). -
Business interruption insurance during the coronavirus pandemic - High Court test case
Statement on how we are engaging with policyholders and insurance intermediaries on business interruption (BI) insurance. -
Penalties, remediation, and our General Principles
FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London. -
Effective global regulation in capital markets
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London -
HomeServe fined £30 million for widespread failings
procedures. Were it not for this discount the fine would have been £43,782,058. ... The Final Notice for HomeServe Membership Limited. -
Barclays fined £783,800 and agrees to make a voluntary payment to Premier FX customers
Barclays failed to make enquiries to ensure that Premier FX’s actual business activity aligned with Barclays’ expectations and did not identify that Premier FX’s internal controls were deficient.