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Showing 241 to 250 of 6296 search results for This final notice.

241. FCA Final Notice 2014: Ewan King [pdf]

     Final notices Published: 30/01/2014 Last modified: 19/05/2015
     This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the investment adviser sector. We imposed a fine and a prohibition.

242. FCA Final Notice 2013: Ahmed Ali [pdf]

     Final notices Published: 08/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

243. FSA Final Notice 2011: Mark Nicholson trading as Simply Protect [pdf]

     Final notices Published: 25/05/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Mark Nicholson trading as Simply Protect

244. FSA Final Notice 2012: Mr George McGregor [pdf]

     Final notices Published: 08/03/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Mr George McGregor

245. Final Notice 2023: Avanao Limited (trading as carloans.co.uk) [pdf]

     Final notices Published: 08/09/2023
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation

246. FSA Final Notice 2012: Stone Futures Limited [pdf]

     Final notices Published: 20/02/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Stone Futures Limited

247. Final Notice 2021: Premier FX Limited [pdf]

     Final notices Published: 25/02/2021
     This Final Notice refers to breaches of the Payment Services Regulations in the Payment Services sector. We imposed a public censure.

248. FCA Final Notice 2013: Foneshield (UK) Limited [pdf]

     Final notices Published: 26/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

249. FSA Final Notice 2011: Fox Hayes [pdf]

     Final notices Published: 24/06/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Fox Hayes

250. Final notice 2016: Mr Paul White [pdf]

     Final notices Published: 12/04/2016 Last modified: 12/04/2016
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. We imposed a prohibition and public censure.