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Showing 2491 to 2500 of 6304 search results for This final notice.

2491. Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: draft temporary guidance for firms

      Guidance consultations Published: 17/04/2020 Last modified: 30/11/2020
      The FCA's guidance to regulated firms that enter into rent-to-own (RTO), buy-now pay-later (BNPL) (as defined in the FCA Handbook), or pawnbroking agreements and applies in the exceptional circumstances arising out of the coronavirus (Covid-19)

2492. LIBOR and the FCA's powers under the UK Benchmarks Regulation: questions and answers

      Firms Focus areas Markets Markets policy Published: 15/10/2021 Last modified: 09/01/2023
      In September 2021, we published information for firms to help manage an orderly wind-down of LIBOR. We explain this as well as information about our UK Benchmarks Regulation (BMR) powers.

2493. CP23/33: Consultation on payments to data providers and DRSP forms including Policy Statement for the framework for UK consolidated tape (CP23/15)

      Consultation papers Published: 20/12/2023 Last modified: 02/04/2024
      A policy statement with final rules for a consolidated tape for bonds following on from the consultation on CP 23/15.

2494. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

      Policy statements Published: 30/09/2019 Last modified: 30/09/2019
      This Policy Statement summarises the feedback received to our consultation on illiquid assets and open-ended funds. It sets out our final rules relating to disclosure, liquidity management and suspension of dealing, as originally proposed in CP18/27.

2495. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

      Press Releases Published: 15/04/2015 Last modified: 15/04/2015
      As a result of this, the Firms are systemically important to the UK market. ... The final notice for The Bank of New York Mellon London Branch / The Bank of New York Mellon (International) Ltd.

2496. FCA fines LBGI £90 million for failures in communications for home insurance renewals between 2009 and 2017

      Press Releases Published: 08/07/2021 Last modified: 08/07/2021
      The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure that language contained within

2497. State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings

      Press Releases Published: 31/01/2014 Last modified: 31/01/2014
      Were it not for this discount, the FCA would have imposed a financial penalty of £32,692,800 on State Street UK. ... The Final Notice for State Street UK.

2498. FCA confirms rules for legacy use of synthetic LIBOR rates and no new use of US dollar LIBOR

      Press Releases Published: 16/11/2021 Last modified: 16/11/2021
      FCA confirms it will allow temporary use of ‘synthetic’ sterling and yen LIBOR rates in all legacy LIBOR contracts, other than cleared derivatives, that have not been changed at or ahead of end-2021

2499. Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1

      Press Releases Published: 10/11/2017 Last modified: 10/11/2017
      The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk

2500. Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)

      News stories Published: 03/11/2017 Last modified: 12/04/2024
      The FCA issued an alert for all Principals who have Appointed Representatives or Introducer Appointed Representatives regardless of sector.